Friday, July 20, 2018
   
Text Size
новые флеш игры.

Шаблоны Joomla здесь.

 

 

 

7. Group's Securities and Privileged Information.

7.1.All purchase or sale of shares, securities or currencies through Cathedral Investment Bank and, where appropriate, by its Group where the Subject of Code provides their services, must be reported to the Legal Compliance Unit within three days from the day of its execution.

7.2.The Subjects of Code that has access to any privileged Information may not carry out transactions over the securities or financial instruments that it affects, or advice others to perform them, nor transmit the contents of it, except on strict exercise of their professional duties. It is Privileged Information, all that referres directly or indirectly to one or more securities or financial instruments admitted to a trade (or in the process of) in a market or organized contracting system, or on issuers, thereof, that has not been made public and that if it were, could have a significant effect over their price.

  •   CHAPTER II. CONFLICTS OF INTEREST.

8. General Rules. The Subjects of Code shall always act in a way that their particular interests, those of the family or any other third party linked to them, shall not take precedence over the Group or their clients. This conduct guideline shall apply in the relations of the Subjects of Code with the Group, its clients, suppliers of any other third party.


9. Relationship with the Group. The Subjects of Code shall abstain from participating (in any making decisions and acting in representation of the Group's behalf) in transactions of any kind (including credit granting, guarantees or any other financial facilities) that are linked or related in any way to their particular or family interests. Consequently, and without prejudice to the aforementioned rule:

(I) Shall refrain from building profitable relationships with any member of the Group beyond the strict client relationship.

(II) Shall not deal nor grant special working conditions based on personal or family relationship.

(III) Shall not be able to acquire, either directly or through related persons, assets or property belonging to the Group, except for transactions that are as the result of a public offer process or by direct permission of the Legal Compliance Unit. The same restrictions will apply in case of transfers to the Group Assets (Balance) or property belonging to Subjects of Code or any person linked to them.

10. Relationship with suppliers.

10.1. The Subjects of Code and, specially, those with involvement in decisions making on the procurement of contracting supplies or services or fixing of their financial situation, shall avoid any kind of interference that might affect their impartiality or objectivity in this regard.
Whenever possible, shall avoid exclusive relationships.

10.2. The procurement of contracting supplies and external services shall be made pursuant to the procedures established in each case and, in the absence of these, through transparent and objectives procedures.

11. Relationship with Clients.

11.1. No, Subject of Code, may personally accept, unless by prior expressed approval from the Legal Compliance Unit any trust commitments, customer orders nor any proxy, except those resulting from family relationships.

11.2. Shall avoid exclusive relationships with clients that can lead to excessive personal involvement or restrict access to other employees or channels of the Group.

11.3. Under no circumstances will stimulate the implementation of an operation for a client to benefit another, except when both are fully aware of their different positions and agree, in writing, to perform the operation.
Should inform customers of the economic linkages, or otherwise, that may result in conflict of interest.

12. Gifts, commissions or financial favors.

12.1 It is prohibited to accept any kind of income or commission for transactions made by the Group and otherwise to obtain personal benefits as a result of the position held.

12.2. No Subject of Code may accept gifts, invitations, favors or any other type of compensation related with their professional activity in the group from any client, suppliers, brokers, counterparties or third party. Is not included in this limitation:

(I) Advertisement objects of small value.

(II) Normal Invitations that do not exceed those limits considered as reasonable in social practices.

(III) The occasional hospitality for specific and exceptional causes (as Christmas gifts or wedding), as long as they are not cash and are within reasonable limits.

лимузин на свадьбу.
Компания Сансити

Cathedral Investment Bank / CIB Americas Bank Inc Is regulated by the Financial Service Unit of the Ministry of Finance on the Commonwealth of Dominica

The information contained on this website should not be interpreted as an offer of products and / or financial services (soliciting). The figures and displayed information in this document is only for informational purposes, Cathedral Investment Bank performs a major effort to keep the data here expressed correctly, updated and faithful, and however these may contain errors in its calculation, sampling and result. For more information read the terms and website conditions.

* Cathedral Investment Bank has physical and commercial presence in different jurisdictions, its ability to deliver services in your area may be restricted depending in its local licensing cathedral may be locally registered as a Financial Intermediary, Foreign Financial Services Company or equivalent, Fund or capital Administrator, Investment Advisor, Limited Partnership, Registered Trade Mark, Service Provider, financial consultant, Insurance Broker or any related figure.
 
Shall you have any questions regarding the local registration of Cathedral in your region please contact us at local-compliance@cathedralbank.com
 
**Cathedral Investment Bank has a very strict Anti-Money Laundering process managed by an independent internal organ and by a third party external consultant that evaluates and analyzes all prospective operations within the institution, for more information please consult us at mlpp@cathedralbank.com
 
***Cathedral Investment Bank reserves the right to deny delivering services to any parties related with illegal activities, criminal activities or any related with ideological and radical behavior or related.
 
 
This document is not an advertisement and is not intended for public use. It must not be distributed, published, reproduced or disclosed (in hole or part) by recipients to any other person without the written consent of Cathedral Investment Bank. If you have received this accidentally, please return to Cathedral Investment Bank immediately.
 
This document does not constitute an offer to sell or an offer to buy an interest in Cathedral Investment Bank. Such an offer will only be made to qualified investors by means of those required by regional law. Prospective Investors should carefully consider all the risks involved in variable and fixed yield investments, funds, programs or vehicles offered by the bank before opening an account. This presentation is provided for informational purposes only.
 

Cathedral Investment Bank has physical and commercial presence in different jurisdictions, its ability to deliver services in your area may be restricted depending in its local licensing cathedral may be locally registered as an Offshore Bank, Fiduciary Service Provider, Financial Intermediary, Foreign Financial Services Company or equivalent, Fund or capital Administrator, Investment Advisor, Limited Partnership, Registered Trade Mark, Service Provider, financial consultant, Insurance Broker or any related figure.

Shall you have any questions regarding the local registration of Cathedral in your region please contact us at local-compliance@cathedralbank.com 

**Cathedral Investment Bank has a very strict Anti-Money Laundering process managed by an independent internal organ and by a third party external consultant that evaluates and analyzes all prospective operations within the institution, for more information please consult us at mlpp@cathedralbank.com

***Cathedral Investment Bank reserves the right to deny delivering services to any parties related with illegal activities, criminal activities or any related with ideological and radical behavior or related.

 

 

 

Main Markets

Live Support



 
Member of:
Acceso_Banca_button2.pngAcceso_Banca_button2.png

Personal Banking Log-in

Acceso_Banca_button2.png
Certified by:
Acceso_Banca_button2.png Acceso_Banca_button2.png